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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-02 |
| CA | RA | APPROVED | 2020-07-01 |
Branch Locations
600 West Broadway Suite 2100, San Diego, CA 92101 • United States
888 San Clemente Drive, Newport Beach, CA 92660 • United States
600 West Broadway Suite 2100, San Diego, CA 92101 • United States
17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
14624 N. Scottsdale Rd Suite 300, Scottsdale, AZ 85254 • United States
2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greely | CO | 06/2009 | 06/2020 |
| Ubs Financial Services Inc. | Los Angeles | CA | 06/2020 | Present |
1. Business / Company;Consilium, LLC;Entertainment - Speaking/Publishing; As of 05/2015;During business hours 0; After business hours 10. 2. Prime Emergency Services, LLC; Investment related Yes; California; Emergency Incident Logistics; Co-Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1; Providing GIS (Geographic Content), and logistical services to emergency incidents. 3) Concilium LLC / 25822 Elderbrook Lane / Laguna Hills / CA / 92653/ UNited States / Co-operation / Personal LLC - Holding company for publishing and speaking business - Single fatherhood / Partner / Ownership stake in business?: Yes, 100% / Authority to make in Investment decisions?: Yes/ Start Date 2/10/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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