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Barbara Irene Crane

Crane Investments Inc

Laguna Beach, CA

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Current Employers
Crane Investments Inc

301 Forest Avenue, Laguna Beach, CA 92651 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-21
CA RA APPROVED 2016-01-28
  • TX RA
    APPROVED_RES
    Since 2017-04-21
  • CA RA
    APPROVED
    Since 2016-01-28

Branch Locations

301 Forest Avenue, Laguna Beach, CA 92651 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crane Investments Inc Newport Beach CA 01/1992 Present
Previous Registrations
  • 2014-11-11 → 2015-12-31
    Crane Investments Inc
    Laguna Beach, CA
  • 2012-07-02 → 2014-12-10
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Newport Beach, CA
  • 2007-01-08 → 2012-07-02
    First Allied Securities, Inc.
    Laguna Beach, CA
    Laguna Beach, CA
    Newport Beach, CA
    Newport Bch, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-20
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    1999-01-20
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Other Names
  • Barbara Crane

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · LAGUNA BEACH, CA
WELLS FARGO CLEARING SERVICES, LLC · LAGUNA BEACH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA BEACH, CA
CAMELOT CAPITAL PARTNERS LLC · LAGUNA BEACH, CA
OSAIC WEALTH, INC. · LAGUNA BEACH, CA
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