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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-17
VA RA APPROVED 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-17
  • VA RA
    APPROVED
    Since 2024-05-17

Branch Locations

99 Canal Canter Plz Suite 310, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alexandria VA 03/2012 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 05/2024
Wells Fargo Advisors Financial Network, Llc Alexandria VA 05/2024 Present
Previous Registrations
  • 2012-03-23 → 2024-05-17
    Alexandria, VA
  • 2011-05-20 → 2012-04-09
    Mclaughlin Ryder Advisory Services, Llc
    Alexandria, VA
  • 2006-03-01 → 2011-05-23
    Coburn & Meredith, Inc.
    Simsbury, CT
    Simsbury, CT
    Alexandria, VA
    Alexandria, VA
  • 1997-01-13 → 2005-08-29
    Morgan Stanley Dw Inc.
    Alexandria, VA
Other Businesses

RIVERFRONT WEALTH LB LLC, INV REALTED, 100% OWNERSHIP, ALEXANDRIA, VA, START 5/17/24, 160 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE; GOODWIN LIVING FOUNDATION, INVT RELATED, ALEXANDRIA, VA, INVESTMENT COMMITTEE CHAIR, START DATE 9/04/2024, 1 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DEVELOP AND RECOMMEND WRITTEN STATEMENTS OF INVESTMENT POLICY, OBJECTIVES AND GUIDELINES, MONITOR THE IMPLEMENTATION OF THOSE POLICY STATEMENTS, AND GENERALLY PROVIDE FOR AND MONITOR THE INVESTMENT OF ALL ENDOWMENTS AND OTHER ASSETS UNDER THE CONTROL OF THE CORPORATION AND GOODWIN HOUSE FOUNDATION.; TRUSTEE FOR COUSIN'S TRUST, INV RELATED, ALEXANDRIA, VA, START: 1/20/2025, 1 HOUR A MONTH, 3 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-09
S63 Uniform Securities Agent State Law Examination 1996-07-03
  • S65 Uniform Investment Adviser Law Examination
    1996-07-09
  • S63 Uniform Securities Agent State Law Examination
    1996-07-03
Designations
Other Names
  • Laurie Jean Blackburn

View on SEC IAPD

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