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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-17 |
| VA | RA | APPROVED | 2024-05-17 |
Branch Locations
99 Canal Canter Plz Suite 310, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alexandria | VA | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alexandria | VA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Alexandria | VA | 05/2024 | Present |
RIVERFRONT WEALTH LB LLC, INV REALTED, 100% OWNERSHIP, ALEXANDRIA, VA, START 5/17/24, 160 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE; GOODWIN LIVING FOUNDATION, INVT RELATED, ALEXANDRIA, VA, INVESTMENT COMMITTEE CHAIR, START DATE 9/04/2024, 1 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DEVELOP AND RECOMMEND WRITTEN STATEMENTS OF INVESTMENT POLICY, OBJECTIVES AND GUIDELINES, MONITOR THE IMPLEMENTATION OF THOSE POLICY STATEMENTS, AND GENERALLY PROVIDE FOR AND MONITOR THE INVESTMENT OF ALL ENDOWMENTS AND OTHER ASSETS UNDER THE CONTROL OF THE CORPORATION AND GOODWIN HOUSE FOUNDATION.; TRUSTEE FOR COUSIN'S TRUST, INV RELATED, ALEXANDRIA, VA, START: 1/20/2025, 1 HOUR A MONTH, 3 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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