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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-01
  • VA RA
    APPROVED
    Since 2025-07-01

Branch Locations

202 N Loudoun St, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Complete Pass, Llc Winchester VA 08/2016 06/2019
Uber - Self Employed Winchester VA 05/2017 12/2017
Lpl Financial Llc Round Hill VA 07/2019 06/2025
Osaic Institutions, Inc. Meriden CT 07/2025 Present
Bank Of Clark Winchester VA 07/2025 Present
  • 08/2016 → 06/2019
    Complete Pass, Llc
    Winchester, VA
  • 05/2017 → 12/2017
    Uber - Self Employed
    Winchester, VA
  • 07/2019 → 06/2025
    Round Hill, VA
  • 07/2025 → Present
    Meriden, CT
  • 07/2025 → Present
    Bank Of Clark
    Winchester, VA
Previous Registrations
  • 2020-04-30 → 2025-06-24
    Round Hill, VA
    Winchester, VA
    Lansdowne, VA
    Ashburn, VA
    Rockville, MD
    Winchester, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-09-17
S65 Uniform Investment Adviser Law Examination 2000-12-30
  • S63 Uniform Securities Agent State Law Examination
    2019-09-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-30
Designations

View on SEC IAPD

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