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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-29
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • NC RA
    APPROVED
    Since 2024-04-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Long Beach NY 11/2006 Present
J.P. Morgan Securities Llc Long Beach NY 10/2012 Present
Previous Registrations
  • 2007-07-10 → 2012-10-01
    Chase Investment Services Corp.
    Middle Village, NY
    Astoria, NY
    Astoria, NY
    Astoria, NY
    Elmhurst, NY
    East Elmhurst, NY
    Middle Village, NY
    Maspeth, NY
    Long Island City, NY
    Astoria, NY
    Sunnyside, NY
    Astoria, NY
    Astoria, NY
    Elmhurst, NY
    Corona, NY
    Corona, NY
    Corona, NY
    Ridgewood, NY
    Maspeth, NY
    Glendale, NY
    Woodside, NY
    Queens, NY
    Long Island City, NY
    Corona, NY
    Ridgewood, NY
    Jackson Heights, NY
    Jackson Heights, NY
    Forest Hills, NY
    Jackson Heights, NY
    Rego Park, NY
    Middle Village, NY
    Middle Village, NY
    Rego Park, NY
    Maspeth, NY
    Ridgewood, NY
    Richmond Hill, NY
    Jamaica, NY
    Forest Hills, NY
    Forest Hills, NY
    South Richmond Hill, NY
    Ozone Park, NY
    Jamaica, NY
    Jamaica, NY
    Forest Hills, NY
    Bronx, NY
    Astoria, NY
    Springfield Gardens, NY
    Richmond Hill, NY
    Jamaica, NY
    Forest Hills, NY
    Queens Village, NY
    Laurelton, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Flushing, NY
    Long Island City, NY
    Glen Oaks, NY
    Hollis, NY
    Oakland Gardens, NY
    Flushing, NY
    Queens Village, NY
    Kew Gardens, NY
    Floral Park, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Fresh Meadows, NY
    Little Neck, NY
    Flushing, NY
    Bayside, NY
    Flushing, NY
    St Albans, NY
    Jamaica Estates, NY
    Little Neck, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Whitestone, NY
    Bayside, NY
    Forest Hills, NY
    Glendale, NY
    Bayside, NY
    Flushing, NY
    Kew Gardens, NY
    College Point, NY
    Brooklyn, NY
    Island Park, NY
    Lawrence, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-09
S63 Uniform Securities Agent State Law Examination 2006-01-20
  • S65 Uniform Investment Adviser Law Examination
    2007-07-09
  • S63 Uniform Securities Agent State Law Examination
    2006-01-20
Other Names
  • Michael Agate

View on SEC IAPD

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