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Ervin Randolph Millwood

Guardian Wealth Advisors, LLC

Raleigh, NC

CRD 5066675

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Employer firm

Guardian Wealth Advisors, LLC CRD 305412

$2.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-13
  • NC RA
    APPROVED
    Since 2022-05-13

Branch Locations

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gordon Asset Management, Llc Durham NC 08/2007 12/2018
Triad Advisors, Inc. Norcross GA 05/2015 05/2022
Aptus Capital Advisors, Llc Fairhope AL 01/2019 05/2022
Guardian Wealth Advisors, Llc Raleigh NC 05/2022 Present
Private Client Services Raleigh NC 05/2022 Present
  • 08/2007 → 12/2018
    Gordon Asset Management, Llc
    Durham, NC
  • 05/2015 → 05/2022
    Triad Advisors, Inc.
    Norcross, GA
  • 01/2019 → 05/2022
    Fairhope, AL
  • 05/2022 → Present
    Raleigh, NC
  • 05/2022 → Present
    Private Client Services
    Raleigh, NC
Previous Registrations
  • 2019-01-08 → 2022-05-11
    Raleigh, NC
    Fairhope, AL
  • 2006-01-30 → 2007-08-06
    A. G. Edwards & Sons, Inc.
    Shalotte, NC
Other Businesses

1) Gypsy Divers, LLC. 3651 Bastion Ln, Raleigh, NC 27604. Scuba Instruction. Instruction Assistant. 10 hrs/mo; 0 during trading hrs. 2) Guardian Wealth Advisors, LLC. 4270 The Circle at North Hills Street, Ste 200, Raleigh, NC 27609. RIA. 160 hrs/mo; all during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-27
  • S66 Uniform Combined State Law Examination
    2006-01-27
Designations
  • Certified Financial Planner
Other Names
  • Ervin Randolph Millwood

View on SEC IAPD

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