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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-19 |
| NJ | RA | APPROVED | 2017-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Harrisburg | PA | 02/2009 | 09/2017 |
| Raymond James Financial Services Advisors Inc. | Harrisburg | PA | 02/2009 | 09/2017 |
| Fulton Financial Advisors | Lancaster | PA | 02/2009 | 09/2017 |
| Fulton Financial Corporation | Windsor | NJ | 02/2009 | 09/2017 |
| Specific Solutions | Windsor | NJ | 02/2016 | 09/2017 |
| Oppenheimer & Co. Inc | Red Bank | NJ | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-27 |
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