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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
TX RA APPROVED_RES 1996-06-07
  • LA RA
    APPROVED
    Since 2015-12-22
  • TX RA
    APPROVED_RES
    Since 1996-06-07

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 01/1996 Present
Bank Of America,N.A. Mandeville LA 06/2011 Present
Other Businesses

I*54535For profit or not for profit: For-Profit OrganizationName of outside business organization: Tristford LLCInvestment related: NAddress of business:Mandeville, Louisiana 70471Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/3/2000Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: LLC that owns my family fishing camp I*494085 Entity Type: N/A Name of OBA: S M. T Address: Covington, Louisiana, 70433 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/30/1996 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild I*4127266 Entity Type: N/A Name of OBA: T Insurance Trust Address: Mandeville, Louisiana, 70471 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/15/1996 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents, Siblings

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-24
S65 Uniform Investment Adviser Law Examination 1996-04-24
  • S63 Uniform Securities Agent State Law Examination
    1996-04-24
  • S65 Uniform Investment Adviser Law Examination
    1996-04-24
Other Names
  • Will Trist
  • William Paul Trist
  • William L Trist

View on SEC IAPD

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