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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1996-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 01/1996 | Present |
| Bank Of America,N.A. | Mandeville | LA | 06/2011 | Present |
I*54535For profit or not for profit: For-Profit OrganizationName of outside business organization: Tristford LLCInvestment related: NAddress of business:Mandeville, Louisiana 70471Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/3/2000Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: LLC that owns my family fishing camp I*494085 Entity Type: N/A Name of OBA: S M. T Address: Covington, Louisiana, 70433 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/30/1996 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild I*4127266 Entity Type: N/A Name of OBA: T Insurance Trust Address: Mandeville, Louisiana, 70471 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/15/1996 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents, Siblings
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-24 |
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