Inactive

James Edward Brennan

1 North Wealth Services, LLC

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Current Employers

1 North Wealth Services, Llc

1997 Annapolis Exchange Parkway Suite 250, Annapolis, MD 21401 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-11-20

MD RA
APPROVED

Since 2023-11-20

Branch Locations

1997 Annapolis Exchange Parkway Suite 250, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Middleton Gardiner Group, Llc	Severna Park	MD	01/2005	Present

01/2005 → Present

Middleton Gardiner Group, Llc

Severna Park, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-12-04

S63 Uniform Securities Agent State Law Examination

1996-12-04

Designations

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

MARINER INDEPENDENT · Annapolis, MD

EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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