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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-22 |
| TX | RA | APPROVED | 2012-09-18 |
| IL | RA | APPROVED | 2008-12-04 |
Branch Locations
127 W Aurora Ave., Naperville, IL 60540 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Sarasota | FL | 11/2008 | Present |
(1)Name of Business: The DW Group LLC Address: 127 Aurora Ave, Naperville, IL, 60540, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own the real estate that we will occupy as Raymond James Advisors
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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