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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-10-11 |
| OH | RA | APPROVED | 1999-06-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 02/1996 | Present |
| Bank Of America, N.A. | Columbus | OH | 07/2011 | Present |
I*20068 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AOTOMOTORSPORT INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLUMBUS, OHIO 43229 NATURE OF BUSINESS: OTHER,BUY AND RESTORE SOMETIME SELL VINTAGE CARS POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 10/30/2007 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*114327 For profit or not for profit: Non-Profit Organization Address of business: columbus, Ohio 43205 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 6/9/2016 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: I am on the Professional advisors committee. I attend educational meetings on philanthropy in our community I*783257 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: worthington, Ohio, 43085 Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 4/1/2022 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-01 |
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