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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-09 |
| TN | RA | APPROVED | 2024-10-08 |
Branch Locations
516 Tennessee St Unit 419, Memphis, TN 38103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 08/2017 |
| Raymond James & Associates | Memphis | TN | 08/2017 | 10/2024 |
| Adrenaline | Drummonds | TN | 08/2017 | Present |
| Lpl Financial | San Diego | CA | 10/2024 | Present |
1)09/2024 - Drummer / Artist/Musician / Non Inv. Related / Drummonds, TN / Start date 08/31/2017 - 10 hrs per month - 10 % Time Spent 2)09/2024 - Adrenaline Bannd / Artist/Musician - Band Owner / Non Inv. Related / Drummonds, TN / Start date 08/31/2017 - 10 hrs per month - 10 % Time Spent 3) 09/2024 - 901 Financial Solutions LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-13 |
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