Kimberly Sue Mitchell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Peoria, IL
• 12/2009 → Present
  Bank Of America, Na
  Peoria, IL

Other Businesses

I*3072264 Entity Type: Entity For Profit Name of OBA: Down by the Bay LLC Address: East Peoria, Illinois, 61611 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/17/2022 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: Rental Property Member and/or Manager of LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-08
• S63 Uniform Securities Agent State Law Examination
  1996-04-26

Other Names

• Kimberly S Mitchell