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Travis John Wavrin

Cetera Investment Advisers LLC

St Cloud, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 02/1996 Present
Cetera Investment Advisers Llc St Cloud MN 01/2014 Present
Cetera Advisors Llc Denver CO 04/2016 Present
Cetera Wealth Services, Llc El Segundo CA 06/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2018 Present
  • 02/1996 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    St Cloud, MN
  • 04/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Other Businesses

1.) ST CLOUD LACROSSE BOOSTER CLUB, BOARD POSITION/TREASURER, CHECKS REQUIRE DUAL SIGNERS, <1HR/WK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-26

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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