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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-27 |
| NY | RA | APPROVED | 2021-07-27 |
| CT | RA | APPROVED | 2001-03-27 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
Great Neck, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
MANAGEMENT HY, LLC; INV. RELATED; BROOKLYN, NY; RENTAL PROPERTY/INVESTMENT PROPERTY; 10% OWNERSHIP; START DATE 7/2016; 0 HRS PER MONTH; DUTIES - NONE; INVESTOR. DRENHY LLC, INV RELATED, LIBERTY, NY, 99.5% OWNERSHIP, START 3/6/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGEMENT OF RENTAL PROPERTIES. GEN MARKS LLC, INV RELATED, BROOKLYN, NY, 33.3% OWNERSHIP, START 9/6/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDS INVESTMENT PROPERTY INVESTOR ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-09 |
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