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425 Market Street Suite 1700, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-03 |
Branch Locations
434 Fayetteville St 13Th Floor, Raleigh, NC 27601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Raleigh | NC | 12/2014 | Present |
Legends Hospitality/ Bartender/ Serving beverages and meals to customers, providing and transporting supplies to bar locations, taking payments from customers. Raleigh, NC, Hours per month 20-40 hrs/ Start date 06/012023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-28 |
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