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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-16 |
| IA | RA | APPROVED | 2019-09-05 |
Branch Locations
13137 University Ave, Clive, IA 50325 • United States
Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Des Moines | IA | 08/2009 | 09/2019 |
| Raymond James & Associates, Inc | West Des Moines | IA | 09/2019 | Present |
ORCHARD PLACE FOUNDATION; ADDRESS: 2116 GRAND AVENUE DES MOINES, IOWA 50312; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 03/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: FUNDRAISING, ADVISING AND OVERSEEING THE ACTIVITIES OF THE FOUNDATION; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-09 |
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