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Olivier Guerin

Charles Schwab & Co., Inc.

Boca Raton, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-02
  • FL RA
    APPROVED
    Since 2015-01-02

Branch Locations

150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boca Raton FL 08/1997 Present
Charles Schwab Bank, Ssb Boca Raton FL 02/2005 Present
Td Ameritrade, Inc. Winter Park FL 02/2022 06/2024
  • 08/1997 → Present
    Charles Schwab & Co., Inc.
    Boca Raton, FL
  • 02/2005 → Present
    Charles Schwab Bank, Ssb
    Boca Raton, FL
  • 02/2022 → 06/2024
    Td Ameritrade, Inc.
    Winter Park, FL
Previous Registrations
  • 2022-04-06 → 2022-10-14
    Td Ameritrade, Inc.
    Winter Park, FL
    Omaha, NE
    Winter Park, FL
    Winter Park, FL
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-24
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S66 Uniform Combined State Law Examination
    2014-12-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Olivier Auguste Guyrin
  • Olivier Auguste Guerin

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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