Matthew Carroll Mueller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-25

CA RA
APPROVED

Since 2012-06-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	San Diego	CA	11/2005	Present

11/2005 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

San Diego, CA

Other Businesses

1. 1/29/2019 - No Business Name - Investment Related - Home Based & San Diego, CA 92117 - Real Estate Rental - Owner - Start Date: 12/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2) 09/16/2025 - Matthew Mueller - Investment Related - Real Estate Rental - Start Date:9/1/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-22

S66 Uniform Combined State Law Examination

2012-06-22

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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