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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-29
TX RA APPROVED_RES 2022-05-27
PA RA APPROVED 2003-08-15
  • NJ RA
    APPROVED
    Since 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2022-05-27
  • PA RA
    APPROVED
    Since 2003-08-15

Branch Locations

1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States

Vineland, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth Meeting PA 08/2001 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; Calle AA#32 , Playa de Salinas , Salinas , PR, 00751, USA; Not Investment-Related; 06/01/2025. Outside Employment; KSP MLS LLC; Financial Advisor - Salaried Financial Advisor for Kimberly StPierre; ; 1000 Germantown Pike A-1, , Plymouth Meeting, PA, 19462; Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-06
Designations
  • Certified Financial Planner
Other Names
  • Evie Mulhern
  • Ivelis V Mulhern
  • Ivelis Valles
  • Ivelis Valles Mulhern

View on SEC IAPD

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