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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-05 |
| UT | RA | APPROVED | 2025-11-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 02/2008 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2011 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 09/2023 |
| Morgan Stanley | Sandy | UT | 12/2022 | 11/2023 |
| Morgan Stanley | Sandy | UT | 10/2025 | Present |
| Unemployed | North Salt Lake | UT | 11/2023 | 10/2025 |
*668046- RP Property Mgmt; Investment related: Yes; North Salt Lake, Utah; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-24 |
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