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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-03-06
  • FL RA
    APPROVED
    Since 2008-03-06

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Aventura FL 03/2008 Present
Previous Registrations
Other Businesses

(1)Name of Business: LIORA LLC Address: 21157 NE 33rd Ave, Aventura, FL, 33180, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/04/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-05
  • S66 Uniform Combined State Law Examination
    2003-08-05

View on SEC IAPD

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