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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Deptford | NJ | 02/2012 | Present |
1. 4/26/2017 - Oxford Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/10/2017 - 5 Hours Per Month During Securities Trading. 2. 5/4/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 02/06/2017 - 1 Hour Per Month During Securities Trading. 3. 12/08/2025 - Gloucester Catholic High School - Outside/W-2 Employment - Alumni Engagement - Not Investment Related - Gloucester City, NJ - Start Date 01/31/2026 - 30 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-12 |
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