Catherine B. Allen-Carlozo

Employer firm

Hfm Investment Advisors, LLC CRD 289103

$404M regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 10/2018
  Lpl Financial Llc
  San Diego, CA
• 11/2010 → 10/2018
  M Financial Planning Services, Inc
  Marlton, NJ
• 10/2018 → Present
  Hfm Investment Advisors, Llc
  Glassboro, NJ

Previous Registrations

• 2009-09-22 → 2018-10-09
  Lpl Financial Llc
  Marlton, NJ
  Marlton, NJ
  Newtown, PA
  Sacramento, CA
  Newtown, PA
  Newtown, PA
• 2010-11-09 → 2018-10-09
  M Financial Planning Services, Inc
  Marlton, NJ
• 2009-01-20 → 2009-09-21
  Pnc Wealth Management Llc
  Delran, NJ
  Mount Laurel, NJ
  Cherry Hill, NJ
• 2007-01-10 → 2008-12-31
  Strategic Advisers Llc
  South Marlton, NJ
• 2003-11-10 → 2006-10-10
  Wells Fargo Clearing Services, Llc
  Hartford, CT
  Bloomfield, CT
  Hartford, CT

Exams

• S66 Uniform Combined State Law Examination
  2009-08-24
• S65 Uniform Investment Adviser Law Examination
  1995-04-26
• S63 Uniform Securities Agent State Law Examination
  1994-09-14

Designations

• Certified Financial Planner

Other Names

• Candy Allen
• Catherine Barbara Allen
• Catherine Barbara Puketza