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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-06-15 |
| IA | RA | APPROVED | 2023-05-09 |
| NY | RA | APPROVED | 2021-08-05 |
| DE | RA | APPROVED | 2015-10-06 |
| FL | RA | APPROVED | 2015-10-05 |
| MD | RA | APPROVED | 2015-09-23 |
| MA | RA | APPROVED | 2015-09-23 |
| SC | RA | APPROVED | 2015-09-23 |
| ME | RA | APPROVED | 2015-09-22 |
| NH | RA | APPROVED | 2015-09-21 |
| NC | RA | APPROVED | 2015-09-21 |
| RI | RA | APPROVED | 2015-09-21 |
| VT | RA | APPROVED | 2015-09-21 |
| CT | RA | APPROVED | 2015-09-18 |
| VA | RA | APPROVED | 2015-09-18 |
| NJ | RA | APPROVED | 2015-09-17 |
| PA | RA | APPROVED | 2015-09-17 |
Branch Locations
201-211 West High Street, Glassboro, NJ 08028 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Philadelphia | PA | 09/2015 | Present |
| Td Bank, N.A. | Philadelphia | PA | 09/2015 | Present |
ANOTHER OPTION PROPERTIES, LLC; 99 STOKES ROAD, MEDFORD, NJ 08055; MEMBER (OWNER); OWNER/MANAGEMENT OF RESIDENTIAL RENTAL REAL ESTATE; NOT INVESTMENT RELATED; OWNER/MEMBER SINCE 01/2006; NOT AN EMPLOYEE OR OFFICER (NO ACTIVE PARTICIPATION OTHER THAN PARTICIPATION IN OWNER MEETINGS)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-24 |
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