Carl W. Vail

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2022
  Morgan Stanley Smith Barney Llc
  Rockville, MD
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 07/2022 → Present
  Morgan Stanley Smith Barney Llc
  Frederick, MD

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Gaithersburg, MD
  New York, NY
  Gaithersburg, MD
• 1997-03-27 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Gaithersburg, MD

Other Businesses

*489426 - 529 plan; Investment related Yes; Columbia, Maryland; 09/2019; During business hours: 0; After business hours: 0 *490684 - 529 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0 *490687 - 529 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0 *490690 - 539 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-04
• S63 Uniform Securities Agent State Law Examination
  1996-03-29

Other Names

• Carl Waldemar Vail
• Carl Waldemar Vail
• Carl Waldemar Vail
• Carl W. Vail Iii