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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| SC | RA | APPROVED | 2022-07-21 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
30 West Patrick Street Suite 700, Frederick, MD 21701 • United States
Laytonsville, MD • United States
Myrtle Beach, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rockville | MD | 06/2009 | 07/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Frederick | MD | 07/2022 | Present |
*489426 - 529 plan; Investment related Yes; Columbia, Maryland; 09/2019; During business hours: 0; After business hours: 0 *490684 - 529 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0 *490687 - 529 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0 *490690 - 539 plan; Investment related Yes; Monrovia, Maryland; 01/2022; During business hours: 1; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-29 |
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