Joseph Edward Carroll

Current Employers

Employment History

• 03/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-03-24 → 2008-03-07
  Signator Investors, Inc.
  Rosemont, IL

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) ASSOCIATED PENSION SERVICES, INC. 601 CAMPUS DR. STE 4B ARLINGTON HEIGHTS, IL 60004. BEGAN 09/30/2011 AS FINANCIAL ADVISOR/CONSULTANT. SOLICIT COMPANIES FOR 401K PLANS ANDTHE TPA WORK. IS INVESTMENT RELATED. DEVOTES 10 HRS/WK. 3 HRS DURING TRADING. 3) CJX CONSULTING, INC, 25373 W CUBA RD, BARRINGTON, IL, SINCE 4/2015 AS PRESIDENT. INVESTMENT RELATED - DEVOTES 70 HR/WK - 35 HR/TRADING. 4) ASSOCIATED PLANNING SERVICES, INC., 601 W. CAMPUS DRIVE, SUITE B4, ARLINGTON HEIGHTS, IL 60004 ; BEGAN 03/01/2008 ; AS IAR ; INVESTMENT RELATED ; DEVOTES 60 HRS/WK ; 60 DURING TRADING HOURS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-25/TRADING 09/30/11 6) ASSOCIATED PENSION SERVICES, INC., 601 Campus Dr., Suite 4B, Arlington Heights IL 60004, United States, 09/30/2011, Agent, TPA/Pension Services, INV REL, 40 HR/MO - 12 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-12-06