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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-01-19 |
Branch Locations
434 Fayetteville Street Ste 500, Raleigh, NC 27601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Management Llc | Raleigh | NC | 10/2003 | Present |
| Sterling Capital Distributors, Inc. | King Of Prussia | PA | 07/2007 | Present |
1. STERLING CAPITAL MANAGEMENT, LLC, RALEIGH, NC. INVESTMENT RELATED. START DATE 9/2003. Head of OCIO Solutions/Managing Director. 160 HOURS/MONTH ALL DURING SECURITY TRADING HOURS. 2) WEEKLY BEACH RENTAL; MARSHALL FARM ST. WF, NC; NON-INVESTMENT RELATED; BEGAN 12/2014; EMERALD ISLE, NC BEACH RENTAL PROPERTY; OWNER AND OPERATOR; MAINTENANCE; ADVERTISING AND BOOKING AND GENERAL PROPERTY MANAGEMENT; 20 HOURS PER MONTH NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-24 |
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