Best Investors Account Sign in
Inactive

Michael Berger

Optas, LLC

Dripping Springs, TX

Claim This Profile
Current Employers
Optas, Llc

15431 Fitzhugh Rd Suite 203, Dripping Springs, TX 78620 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-07
TX RA APPROVED 2019-05-03
  • CA RA
    APPROVED
    Since 2019-05-07
  • TX RA
    APPROVED
    Since 2019-05-03

Branch Locations

15431 Fitzhugh Rd Suite 203, Dripping Springs, TX 78620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 06/2010 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 05/2019
Optas, Llc San Francisco CA 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-25
S63 Uniform Securities Agent State Law Examination 2002-10-02
  • S65 Uniform Investment Adviser Law Examination
    2014-09-25
  • S63 Uniform Securities Agent State Law Examination
    2002-10-02

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
CURRAN FINANCIAL PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LEGACY WEALTH MANAGEMENT, LLC
FREESTYLE MANAGEMENT, L.L.C.

Other Investors

Colten Napier
Kenneth M Patterson
JEFFREY WILLIS DURKEE
Kendall Simpson
Gavin James Loftus
Nicole Christine Babin
Michelle Miller Florander
SUSAN OBRIEN CURRAN

Other Offices

J.P. MORGAN SECURITIES LLC · DRIPPING SPRINGS, TX
EDWARD JONES · DRIPPING SPRINGS, TX
CURRAN FINANCIAL PARTNERS, LLC · DRIPPING SPRINGS, TX
WELLS FARGO CLEARING SERVICES, LLC · DRIPPING SPRINGS, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · DRIPPING SPRINGS, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dripping Springs, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dripping Springs, TX
LEGACY WEALTH MANAGEMENT, LLC · Dripping Springs, TX

More in Dripping Springs, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor