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Kenneth M Patterson

J.P. Morgan Securities LLC

Dripping Springs, TX

CRD 6276956

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2018-08-09

Branch Locations

200 E Hwy 290, Dripping Springs, TX 78620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dripping Springs TX 11/2013 Present
Jpmorgan Chase Bank, N.A. Dripping Springs TX 09/2008 Present
  • 11/2013 → Present
    Dripping Springs, TX
  • 09/2008 → Present
    Jpmorgan Chase Bank, N.A.
    Dripping Springs, TX
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE SESSION MUSICIAN START DATE: 2/28/2019 ADDRESS: 4522 Austin, TX DETAILS: CONTRACTED OUT TO PERFORM ON VARIOUS MUSICAL RECORDING PROJECTS. CLIENTS WOULD BE SENDING MUSIC TRACKS OVER THE INTERNET AND I WOULD RECORD NEW ACCOMPANIMENTS THAT WOULD BE SENT BACK TO THE CREATOR TO BE ADDED TO THE OVERALL PROJECT. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: AMERICAN SOCIETY OF COMPOSERS, AUTHORS, AND PUBLISHERS. (ASCAP) POSITION: MEMBER START DATE: 1/1/2019 ADDRESS: 250 New York, NY DETAILS: THE AMERICAN SOCIETY OF COMPOSERS, AUTHORS, AND PUBLISHERS IS AN AMERICAN NOT-FOR-PROFIT PERFORMANCE-RIGHTS ORGANIZATION THAT PROTECTS ITS MEMBERS' MUSICAL COPYRIGHTS BY MONITORING PUBLIC PERFORMANCES OF THEIR MUSIC, WHETHER VIA A BROADCAST OR LIVE PERFORMANCE, AND COMPENSATING THEM ACCORDINGLY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S66 Uniform Combined State Law Examination
    2018-07-30
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12
Other Names
  • Kenny Michael Patterson
  • Kenneth Michael Patterson

View on SEC IAPD

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