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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-08
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-05-08
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

12713 Shops Parkway, Bldg R, Bee Cave, TX 78738 • United States

2119 East 7Th, Austin, TX 78702 • United States

11224 Quaker Ave, Lubbock, TX 79424 • United States

200 E Hwy 290, Dripping Springs, TX 78620 • United States

701 E. Stassney Lane Bldg J, Austin, TX 78745 • United States

1569 Main St., Buda, TX 78610 • United States

5401 S Fm 1626, Ste 600, Kyle, TX 78640 • United States

5700 W. Slaughter Lane, Austin, TX 78749 • United States

5700 W. Slaughter Lane, Austin, TX 78749 • United States

140 W Slaughter Ln, Austin, TX 78748 • United States

6600 South Mopac Expressway, Austin, TX 78749 • United States

1811 S Congress Ave, Austin, TX 78704 • United States

165 Hargraves Dr, Austin, TX 78737 • United States

350 N Guadalupe St, Ste 160, San Marcos, TX 78666 • United States

1920 E Riverside Dr, Bldg C, Austin, TX 78741 • United States

3800 E. 42Nd Street, Odessa, TX 79762 • United States

500 W Wall St, Midland, TX 79701 • United States

1607 N County Rd W, Odessa, TX 79763 • United States

3209 Courtyard Drive, Midland, TX 79705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pacific Palisades CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Pacific Palisades CA 10/2012 Present
  • 10/2012 → Present
    Pacific Palisades, CA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Pacific Palisades, CA
Previous Registrations
  • 2012-05-18 → 2012-10-01
    Chase Investment Services Corp.
    Pacific Palisades, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-27
S63 Uniform Securities Agent State Law Examination 1981-09-14
  • S65 Uniform Investment Adviser Law Examination
    1995-03-27
  • S63 Uniform Securities Agent State Law Examination
    1981-09-14

View on SEC IAPD

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