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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-08 |
| VA | RA | APPROVED | 2007-02-16 |
Branch Locations
10 Franklin Road Se Suite 450, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Roanoke | VA | 08/2000 | Present |
| Davenport & Company, Llc | Richmond | VA | 02/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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