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John Wells Chapman

Janney Montgomery Scott LLC

Columbia, SC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-01-30
TX RA APPROVED 2014-01-27
  • SC RA
    APPROVED
    Since 2014-01-30
  • TX RA
    APPROVED
    Since 2014-01-27

Branch Locations

1441 Main Street Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Columbia SC 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-18
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S65 Uniform Investment Adviser Law Examination
    2000-12-18
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20

View on SEC IAPD

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INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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