David Patrick Flynn

Current Employers

Employment History

• 08/1995 → 11/2018
  Signator Investors, Inc. Jhfn
  Brookfield, WA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Brookfield, WI

Previous Registrations

• 2009-01-09 → 2018-11-02
  Signator Investors, Inc.
  Brookfield, WI

Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS, CARRIER BASED , SALES, START OF RELATIONSHIP: JAN 1, 2001 , APPROXIMATE # OF HOURS PER MONTH: 1. 2. VANTAGE POINTE FINANCIAL GROUP/ROYAL ALLIANCE POSITION: agent NATURE: Insurance Brokerage via Crump or other broker dealer approved BGA's. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1995 ADDRESS: 13400 Bishop's Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Providing life, long term care, and disability insurance to broker dealer clients working in capacity of an insurance agent 3. GREAT LAKES PREMIER BROKERAGE POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2009 ADDRESS: 13400 Bishops Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: I do not market the business to the public. there are no employees etc. It is mostly passive insurance renewal income with infrequent new insurance policy written 4. INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/23/2020 ADDRESS: 13400 Bishops Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Acting as an agent for my clients I will solicit life, ltc, and disability insurance periodically; including only fixed annuities, not fixed index.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-20
• S63 Uniform Securities Agent State Law Examination
  1996-04-17