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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-08-11 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
Sussex, WI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Delafield | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Delafield | WI | 11/2016 | 07/2021 |
| Ameriprise Financial Services Llc | Brookfield | WI | 07/2021 | Present |
Board of Directors; Wisconsin Basketball Officials Association; Assigner; 2270 S. Woodshire Drive, , New Berlin, WI, 53151; Not Investment-Related; 07/01/2017; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Independent Contractor; Sole propreitor - Officiate sporting eventAssign officials to sporting events.; ; W274 N7124 Wrens Way, , Sussex, WI, 53089; Not Investment-Related; 11/21/1996; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-20 |
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