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Christopher Michael Malone

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
CA RA APPROVED 2019-09-17
  • TX RA
    APPROVED
    Since 2020-10-21
  • CA RA
    APPROVED
    Since 2019-09-17

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbl Commodities New York NY 05/2015 02/2018
Shay Capital New York NY 10/2018 02/2019
Morgan Stanley Smith Barney Llc El Segundo CA 07/2019 Present
Unemployed New York NY 02/2018 10/2018
Unemployed New York NY 02/2019 07/2019
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 05/2015 → 02/2018
    Bbl Commodities
    New York, NY
  • 10/2018 → 02/2019
    Shay Capital
    New York, NY
  • 07/2019 → Present
    Morgan Stanley Smith Barney Llc
    El Segundo, CA
  • 02/2018 → 10/2018
    Unemployed
    New York, NY
  • 02/2019 → 07/2019
    Unemployed
    New York, NY
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-17
S63 Uniform Securities Agent State Law Examination 1996-05-22
  • S66 Uniform Combined State Law Examination
    2019-09-17
  • S63 Uniform Securities Agent State Law Examination
    1996-05-22
Other Names
  • Christopher Michael Malone
  • Christopher M Malone

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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