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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-21 |
| MN | RA | APPROVED | 2024-05-21 |
Branch Locations
516 2Nd St North, Stillwater, MN 55082 • United States
North Branch, MN • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Stillwater, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Mendota Heights | MN | 02/2010 | 05/2024 |
| Bradley Vick | Mendota Heights | MN | 02/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2010 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Mendota Heights | MN | 09/2014 | 05/2024 |
| Lpl Financial Llc | North Branch | MN | 05/2024 | Present |
1- 05/2024 / St. Croix Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-26 |
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