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Richard Craig Caw

Ep Wealth Advisors

Columbus, OH

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-09-24
CA RA APPROVED 2025-09-23
OH RA APPROVED 2025-09-23
TX RA APPROVED 2025-09-23
  • NM RA
    APPROVED
    Since 2025-09-24
  • CA RA
    APPROVED
    Since 2025-09-23
  • OH RA
    APPROVED
    Since 2025-09-23
  • TX RA
    APPROVED
    Since 2025-09-23

Branch Locations

470 Olde Worthington Rd. Suite #200, Columbus, OH 43082 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Sherrington Group Columbus OH 10/1999 02/2023
Better Money Decision Columbus OH 03/2023 03/2026
Ep Wealth Advisors, Llc Columbus OH 08/2025 Present
  • 10/1999 → 02/2023
    The Sherrington Group
    Columbus, OH
  • 03/2023 → 03/2026
    Better Money Decision
    Columbus, OH
  • 08/2025 → Present
    Ep Wealth Advisors, Llc
    Columbus, OH
Previous Registrations
  • 2023-03-02 → 2026-03-09
    Better Money Decisions
    Santa Fe, NM
    Columbus, OH
  • 2003-01-14 → 2023-04-12
    The Sherrington Group
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Designations
Other Names
  • Richard Caw
  • Rick Caw

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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