Best Investors Account Sign in

Stephen Lowell Williams

Thrivent Investment Management Inc.

Germantown, WI

Naperville, IL

Claim This Profile
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-11
IL RA APPROVED 2024-10-22
  • WI RA
    APPROVED
    Since 2025-03-11
  • IL RA
    APPROVED
    Since 2024-10-22

Branch Locations

N96W17695 Riversbend Circle West, Germantown, WI 53022 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Chicago IL 07/2006 03/2021
Huntington Bank Columbus OH 03/2021 09/2023
Unemployed Naperville IL 09/2023 10/2024
Thrivent Investment Management Inc Germantown WI 10/2024 Present
Thrivent Financial Appleton WI 10/2024 Present
  • 07/2006 → 03/2021
    Harris Investor Services, Inc
    Chicago, IL
  • 03/2021 → 09/2023
    Huntington Bank
    Columbus, OH
  • 09/2023 → 10/2024
    Unemployed
    Naperville, IL
  • 10/2024 → Present
    Thrivent Investment Management Inc
    Germantown, WI
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2021-04-05 → 2023-09-29
    The Huntington Investment Company
    Columbus, OH
    Chicago, IL
    Chicago, IL
    Columbus, OH
  • 2005-12-08 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
    Naperville, IL
    Hinsdale, IL
    Glen Ellyn, IL
    St Charles, IL
    Burr Ridge, IL
    Westchester, IL
    Oakbrook Terrace, IL
    Aurora, IL
    Batavia, IL
    Darien, IL
    Western Springs, IL
    Lagrange, IL
    Addison, IL
    Naperville, IL
    Naperville, IL
    Wheaton, IL
    Naperville, IL
    Oswego, IL
    St Charles, IL
    Geneva, IL
    St Charles, IL
    South Elgin, IL
    Batavia, IL
    Chicago, IL
    Chicago, IL
  • 2002-01-22 → 2005-12-31
    Harrisdirect Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-18
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    1996-03-18
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Designations
Other Names
  • Stephen L Williams
  • Stephen Lowell Williams
  • Stephen Williams
  • Steve Williams

View on SEC IAPD

Other Firms

GATEWAY WEALTH PARTNERS, LLC
LPL FINANCIAL LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
DIRECTION FINANCIAL MANAGEMENT, LLC
PFS INVESTMENTS INC.

Other Investors

JUSTIN SCOTT DUMKE
JACOB GREGORY SENSIBA
BENJAMIN FROYEN HADDORFF
Lisa Ann Becker
Martina Stenfors
Cody Ganchar
Adam Christopher Chamorro
ERICH STABELFELDT

Other Offices

GATEWAY WEALTH PARTNERS, LLC · GERMANTOWN, WI
GATEWAY WEALTH PARTNERS, LLC · Germantown, WI
LPL FINANCIAL LLC · GERMANTOWN, WI
EDWARD JONES · GERMANTOWN, WI
EDWARD JONES · GERMANTOWN, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Germantown, WI
U.S. BANCORP ADVISORS, LLC · Germantown, WI
J.P. MORGAN SECURITIES LLC · Germantown, WI

More in Germantown, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor