Christopher Lee Doughty

Current Employers

Employment History

• 12/2006 → Present
  Raymond James Financial Services
  Mequon, WI
• 12/2014 → Present
  Alliance Wealth Management Mequon Inc
  Mequon, WI
• 01/2015 → Present
  Gentian Financial, Inc.
  Mequon, WI
• 01/2015 → 09/2019
  Wanda Llc
  Mequon, WI

Previous Registrations

• 2007-08-28 → 2015-03-26
  Alliance Wealth Management Milwaukee, Inc.
  Milwaukee, WI

Other Businesses

(1)Name of Business: Address: 3308 Highland Road, Mequon, WI, 53092, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/21/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: TWC Farm LLC is the entity that I own. Owning a farm that is 6 blocks from our business, it is a 5 acre hobby farm. \n\nWe pay rent to store excess from our business as well. (2)Name of Business: Address: 12501 n st anne ct, mequon, WI, 53092, United States Activity Type: Other Position/Title: Author , Owner/Proprietor Investment Related: No Start Date: 04/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: write books and educate people on becoming better humans (3)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 08/31/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: loan up to 350,000. to the MTTF foundation for construction reimbursement from a federal grant (4)Name of Business: Gentian Education Address: 12740 N River Rd, Mequon, WI, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 12/31/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Author of books and educational material based on our contribution mindset (5)Name of Business: Gentian Financial Address: 12740 N River Rd, Mequon, WI, 53092, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/06/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Selling insurance (6)Name of Business: Gentian Financial Address: 12740 N River Rd, Mequon, WI, 53092, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/06/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business owner (7)Name of Business: Holstein School LLC Address: 12740 N River Road, Mequon, WI, 53092, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/30/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner, all duties of ownership. (8)Name of Business: The River Club of Mequon Address: 12501 N St Anne CT , Mequon, WI, 53092, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 11/30/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member at large

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-14
• S63 Uniform Securities Agent State Law Examination
  1996-02-28

Designations