Daniel Patrick West

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Wells Fargo Advisors Financial Network, Llc
  Raleigh, NC

Previous Registrations

• 2008-01-01 → 2013-10-18
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
• 2004-04-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Raleigh, NC
  St. Louis, MO
  Raleigh, NC

Other Businesses

MARSLENDER-WEST ASSET MANAGEMENT LLC, INV RELATED, RALEIGH, NC, 51% OWNERSHIP, START 1/1/2014, .5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.| MARSLENDER-WEST ASSET MANAGEMENT 401K PLAN, INV RELATED, RALEIGH, NC, TRUSTEE, START 1/1/2014, .5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE 401K.| POWER OF ATTORNEY FOR UNCLE; INV RELATED; RALEIGH, NC; POA; START DATE 06/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2004-04-13
• S63 Uniform Securities Agent State Law Examination
  1996-03-22

Designations

• Chartered Financial Analyst