Paul Louis Parnell

Current Employers

Employment History

• 04/1996 → 02/2017
  Ameriprise Financial Services, Inc.
  Woodbury, MN
• 07/2009 → 02/2017
  Ameriprise Financial Services, Inc.
  Woodbury, MN
• 02/2017 → Present
  Ballast Advisors, Llc
  Woodbury, MN

Previous Registrations

• 2003-07-15 → 2017-02-07
  Ameriprise Financial Services, Llc
  Woodbury, MN
  Port Charlotte, FL
  Woodbury, MN
  Punta Gorda, FL
  Punta Gorda, FL
  Port Charlotte, FL
  Woodbury, MN
  Woodbury, MN
  Punta Gorda, FL

Other Businesses

1.Business Ownership; Parnell & Company, Inc.; Owner; Commercial Real Estate; No Investment Related; June 2010; 1-9 hours per month; 1-9 during trading hours/ PLP Holding Co Inc.; President/Chief Manager; Real Estate; Woodbury, MN 55125; Not Investment Related; Nov 2010; 1-9 hours per month; 0 during trading hours/ Parnell & Associates; Owner; Company that owns shares of advisory practice; Investment Related; Jan 2011; 5 hours per month; 5 during trading hours/ Ballast Tax and Business Services, LLC; Owner; Woodbury, MN 55125; Not Investment Related; January 2018; 1-9 hours per month; 0 during trading hours. 2.Boards of Directors; Commons Showroom 1 Association; Association for the complex where property owned by Parnell & Company is located; President; Woodbury, MN 55125; 1-9 Hours per month; 0 during trading hours; Not investment related; November 2018 3.Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. POA for parents. 4.Tax Activities; Ballast Tax and Business Services, LLC; Referrals for tax services. Name changed from Kanne CPAs, LLC; January 2018; Not Investment Related. 5.Independent Insurance Agent with various insurance companies; Investment Related.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-09
• S63 Uniform Securities Agent State Law Examination
  1996-04-22