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Smith, Moore & Co. CRD 3441
$2.37B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-07-31 |
Branch Locations
401 S Banker St Suite E, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Moore & Co | Effingham | IL | 07/2009 | Present |
Insurance Agent, investment-related, same office address, Insurance service and sales, Start Date - 07/31/2009, 1 hour per month, 1 hour per month during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-01 |
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