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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2018-03-08 |
Branch Locations
6767 N Wickham Rd Ste 400, Melbourne, FL 32940 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Melbourne | FL | 12/2005 | Present |
(1) 06/23/2011: LCWarren Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 09/29/2016: Blacks and Money - DBA for LPL Business (entity for LPL business) - Investment Related - 4885 N Wickham Rd, Suite 109, Melbourne, Fl 32940 - Start 09/26/2016 - 20 Hr/Mo; 0 Hour(s) During Securities Trading - LPL Financail securities business is the only thing associated with this DBA at this time. No one else has an interest in this DBA name. Not a registered insurance agency. Not an RIA. This is simply another way of marketing my current business. (3) 8/4/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/27/2017 - 10 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-16 |
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