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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Houston | TX | 06/2010 | 06/2017 |
| The Prudential Insurance Company Of America | Houston | TX | 06/2010 | 06/2017 |
| U.S. Capital Wealth Advisors, Llc | Georgetown | TX | 06/2017 | 06/2026 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 06/2017 | 12/2017 |
| Arax Advisory Partners, Llc | Georgetown | TX | 06/2026 | Present |
1) FIXED INSURANCE; NOT INVESTMENT RELATED; 2004 WILLIAMS DR. GEORGETOWN, TX 78628; AGENT SINCE 2017; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES TRADING HOURS; INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-18 |
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