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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1996-04-12 |
Branch Locations
201 Settlers Trace Boulevard Suite 3004, Lafayette, LA 70508 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Lafayette | LA | 01/1996 | Present |
DUCKS UNLIMITED INC / ONE WATERFOWL WAY MEMPHIS,TENNESSEE 70503 / OTHER/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / WETLANDS CONSERVATION / STATE MAJOR DONOR CHAIRMAN LOUISIANA / ASSIST LOCAL CHAPTERS IN FUNDRAISING / START DATE 1/1/2013. Ducks Unlimited Inc / 1 Waterfowl Way Memphis,TN 38120 / Other/ Other Wetlands conservation / Wetlands conservation and restoration / Member of Board of Directors / / Participate in annual board meetings / Start Date Non-profit6/4/16 / JBO Enterprises, LLC/Company/Business Investments/ Role -Officer/ Duty -Manager of single member LLC/ Compensation- No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-11 |
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