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2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-29 |
Branch Locations
2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities | Boca Raton | FL | 07/2016 | 09/2019 |
| Dawson James Securities | Boca Raton | FL | 09/2019 | Present |
1. Sixth Borough Capital Management LLC, Investment related, 251 Little Falls Drive Wilmington, DE 19808, Private Investment Fund, Member, Member, 5/14/21, Approximately 40/month, 4/month, Managing Member of Fund.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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