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1605 West Candletree Drive Suite #108, Peoria, IL 61614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-07 |
Branch Locations
1605 West Candletree Drive Suite #108, Peoria, IL 61614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Peoria | IL | 09/1998 | 03/2024 |
| Nash-Hasty Private Wealth Management, Llc | Peoria | IL | 03/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2024 | Present |
1) Nash - Hasty Private Wealth Management LLC d/b/a Nash - Hasty Investment Services, Inc. Investment Related. At Registered Location. RIA. President/ Compliance Officer. Start Date: 03/26/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Principal Owner/Advisor 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 03/26/2024. 10 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 03/22/2024. 10 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 4) FamilyCore. Not Investment Related. 330 SW Washington St, Peoria, IL 61602. Non Profit Organization. President Board of Directors. Start Date: 01/01/2018. 5 hrs/ month; 3 hrs/ month during trading hours. Board of Directors with Oversight over the Agency 5) Creve Coeur Club. Not Investment Related. 212 Southwest Water St, Peoria, IL 61602. Non Profit Organization. Board of Governor. Start Date: 01/01/2012. 1 hr/ month; none during trading hours. Sounding board to Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-01 |
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