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Current Employers
Nash-Hasty Private Wealth Management

1605 West Candletree Drive Suite #108, Peoria, IL 61614 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-07
  • IL RA
    APPROVED
    Since 2024-03-07

Branch Locations

1605 West Candletree Drive Suite #108, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Peoria IL 09/1998 03/2024
Nash-Hasty Private Wealth Management, Llc Peoria IL 03/2024 Present
Purshe Kaplan Sterling Investments Albany NY 03/2024 Present
  • 09/1998 → 03/2024
    Peoria, IL
  • 03/2024 → Present
    Nash-Hasty Private Wealth Management, Llc
    Peoria, IL
  • 03/2024 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Nash - Hasty Private Wealth Management LLC d/b/a Nash - Hasty Investment Services, Inc. Investment Related. At Registered Location. RIA. President/ Compliance Officer. Start Date: 03/26/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Principal Owner/Advisor 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 03/26/2024. 10 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 03/22/2024. 10 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 4) FamilyCore. Not Investment Related. 330 SW Washington St, Peoria, IL 61602. Non Profit Organization. President Board of Directors. Start Date: 01/01/2018. 5 hrs/ month; 3 hrs/ month during trading hours. Board of Directors with Oversight over the Agency 5) Creve Coeur Club. Not Investment Related. 212 Southwest Water St, Peoria, IL 61602. Non Profit Organization. Board of Governor. Start Date: 01/01/2012. 1 hr/ month; none during trading hours. Sounding board to Board of Directors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1996-02-01
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1996-02-01

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