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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
11757 Katy Freeway Suite 970, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 09/2009 | 11/2024 |
| Lpl Financial Llc | Houston | TX | 11/2024 | Present |
1) 10/2024 - Energy Corridor Advisors/ DBA for LPL Business (entity for LPL business) / Inv. Related / Houston Texas 77079 / Start dae 11/04/2024 - 160 Hrs per month - 100% Time Spent 2) 10/2024 - Energy Corridor / DBA for LPL Business (entity for LPL business) / Inv. Related / Houston Texas 77079 / Start dae 11/04/2024 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-14 |
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