Robert D. Schulman

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-10
CA	RA	APPROVED	2006-09-15

TX RA
APPROVED_RES

Since 2019-01-10
CA RA
APPROVED

Since 2006-09-15

Branch Locations

505 San Marin Dr Suite 110B, Novato, CA 94945-1310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	San Francisco	CA	01/1996	Present

01/1996 → Present

Edward D. Jones & Co., L.P.

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-13
S63	Uniform Securities Agent State Law Examination	1996-03-21

S65 Uniform Investment Adviser Law Examination

2006-09-13
S63 Uniform Securities Agent State Law Examination

1996-03-21

Other Names

Robert David Schulman

View on SEC IAPD

Other Firms

KETRON FINANCIAL LLC

OSAIC WEALTH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

NEWEDGE ADVISORS

Other Investors

Glen Sherman Calkins

Courtenay A. Wise

Russell Wayne Ketron

KARIN DE MARIA ALVARADO

Chadwick Thomas Clarke

AARON MICHAEL COOPERBAND

GEOFFREY CARSON ADEN

Other Offices

KETRON FINANCIAL LLC · NOVATO, CA

OSAIC WEALTH, INC. · NOVATO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Novato, CA

WELLS FARGO CLEARING SERVICES, LLC · NOVATO, CA

CHARLES SCHWAB & CO., INC. · Novato, CA

LPL FINANCIAL LLC · NOVATO, CA

EDWARD JONES · NOVATO, CA

J.P. MORGAN SECURITIES LLC · Novato, CA

More in Novato, CA

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